DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carlson Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kate T Graham | Fidelity Personal And Workplace Advisors BD affiliated | Carlson Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | May 15, 2026 (492 d) |
| Kyle Ian Fellers | Strategic Advisers LLC national BD | Carlson Investments other | Other | Feb 5, 2016 | Mar 21, 2016 (45 d) |
| Kristina Schurrath Regan | Taylor, Cottrill LLC other | Carlson Investments independent RIA | Other | Mar 2, 2015 | Oct 1, 2020 (2040 d) |
| Joseph Michael Drinon | UBS Financial Services Inc. wirehouse | Carlson Investments other | Other | Jan 11, 2007 | Jun 30, 2014 (2727 d) |
| Brian Joseph Presti | Charles Schwab & Co., Inc. national BD | Carlson Investments other | Other | Sep 15, 2006 | Mar 28, 2007 (194 d) |
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5 moves match.