DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rowland Carmichael Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsay Ann Black | Wells Fargo Advisors wirehouse | Rowland Carmichael Advisors Inc independent RIA | Wirehouse to independent RIA | May 23, 2019 | Aug 9, 2019 (78 d) |
| Matthew Harrison Miller | Sjs Investment Services other | Rowland Carmichael Advisors Inc other | Other | May 16, 2016 | Oct 20, 2016 (157 d) |
| Corey Marshall Bird | Piper Sandler & Co. no RAUM | Rowland Carmichael Advisors Inc other | Other | Aug 17, 2006 | Dec 12, 2007 (482 d) |
| Sharlee Lorene Cretors | S.C. Financial Services, Inc. independent RIA | Rowland Carmichael Advisors Inc other | Other | Jul 13, 2004 | Jun 17, 2003 |
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4 moves match.