DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kays Financial Advisory Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Bradley Mundy | Fidelity Personal And Workplace Advisors BD affiliated | Kays Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2019 | Jan 24, 2019 |
| Andrew David Medders | Strategic Advisers LLC national BD | Kays Financial Advisory Corp other | Other | Apr 6, 2017 | Apr 18, 2017 |
| Bryan Andrew Strike | Commerce Wealth Advisers, LLC other | Kays Financial Advisory Corp other | Other | May 8, 2012 | May 30, 2012 |
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3 moves match.