DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chess Financial Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Stephen Dearden | Cambridge Investment Research Advisors, Inc. other | Chess Financial Corp other | Other | Jun 29, 2007 | Jan 2, 2008 (187 d) |
| Bradley Earl Turner | Strategic Advisers LLC national BD | Chess Financial Corp other | Other | May 31, 2007 | May 15, 2006 |
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2 moves match.