DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at San Francisco Sentry Investment Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Hensley Bruce Woodward | Wells Fargo Advisors wirehouse | San Francisco Sentry Investment Group other | Other | Jun 19, 2017 | Jul 10, 2017 |
| Olusola Awofala | Thinkequity LLC other | San Francisco Sentry Investment Group other | Other | Nov 29, 2012 | Jan 2, 2013 (34 d) |
| Andrew Gratke Skinner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | San Francisco Sentry Investment Group other | Other | Apr 5, 2011 | Apr 21, 2011 |
| John Russell Roberson | Howe Barnes Capital Management, Inc. unclassified | San Francisco Sentry Investment Group other | Other | Mar 31, 2011 | Apr 26, 2011 |
| Lawrence V Zartarian | Howe Barnes Capital Management, Inc. unclassified | San Francisco Sentry Investment Group other | Other | Mar 31, 2011 | Apr 26, 2011 |
| Andrew Jerome Rand | Howe Barnes Capital Management, Inc. unclassified | San Francisco Sentry Investment Group other | Other | Mar 31, 2011 | Apr 26, 2011 |
| Elizabeth Ann Juson | Howe Barnes Capital Management, Inc. unclassified | San Francisco Sentry Investment Group other | Other | Mar 31, 2011 | Apr 26, 2011 |
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7 moves match.