DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wood Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler James Pullen | Sovereign Advisers unclassified | Wood Asset Management LLC other | Other | Dec 31, 2010 | Jul 8, 2010 |
| Victoria Adair Boswell | Bofa Advisors, LLC other | Wood Asset Management LLC other | Other | Aug 29, 2008 | May 1, 2009 (245 d) |
| John Joseph Sauickie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wood Asset Management LLC other | Other | Mar 31, 2004 | Jan 22, 2009 (1758 d) |
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3 moves match.