DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investor Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Feldman | Sagepoint Financial, Inc. other | Investor Solutions other | Other | Jun 21, 2012 | Feb 4, 2015 (958 d) |
| Brett C Fingerhut | Equitable Advisors, LLC national BD | Investor Solutions other | Other | May 13, 2009 | Aug 20, 2012 (1195 d) |
| Alan Jason Whitby | Meira Wealth other | Investor Solutions other | Other | Dec 9, 2008 | Feb 15, 2008 |
| John Joseph Pitlosh | Osaic Fa, Inc. other | Investor Solutions other | Other | Dec 3, 2007 | Oct 30, 2008 (332 d) |
| Robert Gordon | Provenance Wealth Advisors no RAUM | Investor Solutions other | Other | Sep 5, 2007 | Feb 20, 2008 (168 d) |
| Brian Patrick Thornton | Raymond James Financial Services, Inc. unclassified | Investor Solutions other | Other | Jul 5, 2007 | Oct 31, 2007 (118 d) |
| Catherina Marlene Pareto | Singer Xenos Schechter Sosler Wealth Management other | Investor Solutions other | Other | May 1, 2003 | May 22, 2003 |
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7 moves match.