DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simply Money Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kurtis Andrew Polacek	Nfp Advisor Services, LLC other	Simply Money Advisors other	Other	Feb 19, 2015	Jan 27, 2017 (708 d)
Amy R Bender	UBS Financial Services Inc. wirehouse	Simply Money Advisors other	Other	Dec 15, 2014	Dec 12, 2014
Andrew Roy Stout	Mcf Advisors, LLC other	Simply Money Advisors other	Other	Feb 15, 2013	Mar 8, 2013
Brian Davis James	Stratos Wealth Partners, Ltd other	Simply Money Advisors other	Other	Dec 8, 2011	Mar 16, 2016 (1560 d)
Misty Busam	1st Global Advisors Inc other	Simply Money Advisors other	Other	Oct 31, 2011	Jan 19, 2012 (80 d)
Donna D'Angelo Morrall	The Alpine Financial Group other	Simply Money Advisors other	Other	Aug 18, 2010	Aug 20, 2010
Alexander Evan Scott	Fifth Third Securities, Inc. other	Simply Money Advisors other	Other	Dec 13, 2007	Feb 29, 2008 (78 d)
Andrew Joseph Shafer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Simply Money Advisors other	Other	Jul 9, 2007	Feb 10, 2015 (2773 d)
Eva Purvis	Morgan Stanley Dw Inc. unclassified	Simply Money Advisors other	Other	Jan 18, 2005	Feb 7, 2006 (385 d)
Sandra Faith Hall	Osaic Fa, Inc. other	Simply Money Advisors other	Other	Aug 9, 2004	Aug 3, 2004
Jeffrey R Foster	Charles Schwab & Co., Inc. national BD	Simply Money Advisors other	Other	Aug 27, 2003	Aug 6, 2008 (1806 d)
Jerry Snyder	Osaic Fa, Inc. other	Simply Money Advisors other	Other	Jun 16, 2003	Jun 24, 2003
James A Lindner	Osaic Fa, Inc. other	Simply Money Advisors other	Other	Jun 16, 2003	Jun 24, 2003
Peter Lawrence Mooney	Equitable Advisors, LLC national BD	Simply Money Advisors other	Other	Aug 23, 2002	Jan 14, 2003 (144 d)

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14 moves match.