DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Frazier Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Jarrett Neal | Cambridge Investment Research Advisors, Inc. BD affiliated | Frazier Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2024 | Jun 13, 2024 |
| Madeline Keegan | Minerva Wealth Planning, LLC unclassified | Frazier Financial Advisors, LLC independent RIA | Other | Dec 5, 2023 | Apr 28, 2023 |
| David Nathan Owen | Equitable Advisors, LLC national BD | Frazier Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Apr 25, 2022 |
| Brian Timothy Houts | Pnc Wealth Management BD affiliated | Frazier Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2018 | Apr 30, 2018 (88 d) |
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4 moves match.