DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at David Wendell Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reid Vaile Smith | R M Davis Inc independent RIA | David Wendell Associates, Inc. independent RIA | RIA to RIA | Aug 31, 2023 | Sep 8, 2023 |
| Neil Gerhard Bleicken | Harvest Capital Management Inc other | David Wendell Associates, Inc. other | Other | Jun 1, 2016 | Jun 2, 2016 |
| Timothy Patrick Reardon | William O'Neil + Company no RAUM | David Wendell Associates, Inc. independent RIA | Other | Nov 28, 2012 | Aug 28, 2024 (4291 d) |
| William Henry Ledger Mitchell | Johnston Reid & Mitchell Inc unclassified | David Wendell Associates, Inc. other | Other | Dec 31, 2010 | Jan 3, 2011 |
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4 moves match.