DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sector Capital Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Louis Riffle | Highland Capital Management, LLC other | Sector Capital Management, L.L.C. other | Other | Oct 16, 2013 | Feb 11, 2014 (118 d) |
| Reed David Walters | Highland Capital Management, LLC other | Sector Capital Management, L.L.C. other | Other | Oct 16, 2013 | Feb 11, 2014 (118 d) |
| Michael Vaughn Antley | Heritage Capital Management, Inc. state registered | Sector Capital Management, L.L.C. other | Other | Jan 31, 2012 | Feb 1, 2012 |
| Reed David Walters | UBS Financial Services Inc. wirehouse | Sector Capital Management, L.L.C. other | Other | May 13, 2009 | Apr 13, 2011 (700 d) |
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4 moves match.