DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Consulate
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Lindstrom | MML Investors Services, LLC other | Financial Consulate independent RIA | Other | Aug 30, 2016 | May 16, 2018 (624 d) |
| Thomas Vincent Bonvissuto | Wilmington Trust Investment Advisors, Inc. other | Financial Consulate other | Other | Jan 10, 2014 | Oct 14, 2013 |
| Roger Irvin Bair | Psa Financial Advisors Inc other | Financial Consulate other | Other | May 19, 2008 | Apr 6, 2011 (1052 d) |
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3 moves match.