DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oak Ridge Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kierstin Renee Green | Invesco Advisers, Inc. other | Oak Ridge Investments, LLC other | Other | Jul 7, 2017 | Aug 30, 2017 (54 d) |
| James Joseph Barclay | Neuberger Berman Bd LLC other | Oak Ridge Investments, LLC other | Other | Jul 2, 2015 | Jul 8, 2015 |
| Christopher L. Williams | Barclays Capital Inc. other | Oak Ridge Investments, LLC other | Other | Jul 12, 2012 | Jul 27, 2012 |
| Malcolm Joseph Lunn | UBS Financial Services Inc. wirehouse | Oak Ridge Investments, LLC other | Other | May 11, 2009 | Oct 17, 2014 (1985 d) |
| Philip James Callahan | Neuberger Berman Bd LLC other | Oak Ridge Investments, LLC other | Other | Aug 4, 2008 | Mar 24, 2015 (2423 d) |
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5 moves match.