DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fiduciary Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Mcmahon Kelley | Piper Jaffray Investment Management, LLC other | Fiduciary Asset Management LLC other | Other | Feb 17, 2011 | Mar 3, 2009 |
| Michelle Murray | Charles Schwab & Co., Inc. national BD | Fiduciary Asset Management LLC other | Other | Oct 13, 2010 | Oct 21, 2010 |
| John Helme Dunn | J.P. Morgan Securities LLC wirehouse | Fiduciary Asset Management LLC other | Other | Feb 12, 2010 | Apr 20, 2010 (67 d) |
Page 1 of 1
3 moves match.