DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Beaird Harris

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tai Tan ChuFidelity Personal And Workplace Advisors BD affiliatedBeaird Harris independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Apr 25, 2023
Kelly Ann SniderFidelity Personal And Workplace Advisors BD affiliatedBeaird Harris independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2021Aug 4, 2021
Chase Anthony PerryFidelity Personal And Workplace Advisors BD affiliatedBeaird Harris independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2020Oct 21, 2020 (226 d)
Carey Yeary HilburnQuest Capital Management, Inc. independent RIABeaird Harris independent RIARIA to RIAJun 13, 2019Jul 11, 2019
Kevin Michael LindleyCain, Watters & Associates, LLC otherBeaird Harris independent RIAOtherOct 31, 2017Nov 12, 2018 (377 d)
James Edward ZimmermanStrategic Advisers LLC national BDBeaird Harris otherOtherMay 21, 2015Apr 22, 2015
John Otto HetzelJwa Financial Group, Inc. otherBeaird Harris otherOtherMay 23, 2012Jun 7, 2012
James E. SullivanFidelity Personal Trust Company, Fsb unclassifiedBeaird Harris otherOtherMar 28, 2007Mar 24, 2017 (3649 d)
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8 moves match.