DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pekin Hardy Strauss, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Joseph White-Szep | Brighton Jones LLC independent RIA | Pekin Hardy Strauss, Inc. independent RIA | RIA to RIA | Oct 17, 2025 | Mar 10, 2026 (144 d) |
| Kathleen Crisel Hudock | Cetera Investment Advisers LLC BD affiliated | Pekin Hardy Strauss, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 | Jul 17, 2025 (2219 d) |
| Matthew Ryan Blume | Commonwealth Financial Network national BD | Pekin Hardy Strauss, Inc. other | Other | Jul 27, 2012 | Sep 26, 2012 (61 d) |
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3 moves match.