DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Armstrong, Fleming & Moore, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sumedha Malhotra | Edelman Financial Engines independent RIA | Armstrong, Fleming & Moore, Inc. independent RIA | RIA to RIA | Apr 18, 2019 | Jan 14, 2020 (271 d) |
| Mary Katherine Liola | Ameriprise Financial Services, LLC national BD | Armstrong, Fleming & Moore, Inc. other | Other | Apr 23, 2012 | May 2, 2012 |
| Mary Louise Moore | Houlihan Financial Resource Group, Ltd. other | Armstrong, Fleming & Moore, Inc. other | Other | Dec 12, 2002 | Jul 24, 2003 (224 d) |
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3 moves match.