DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Portfolio Advisory Council,L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clifton Ford Moran | RBC Capital Markets, LLC national BD | Portfolio Advisory Council,L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Jul 19, 2022 (343 d) |
| Janine Jefferson Moore | MML Investors Services, LLC other | Portfolio Advisory Council,L.L.C. other | Other | Mar 1, 2013 | Nov 1, 2006 |
| William Thomas Sutton | MML Investors Services, LLC other | Portfolio Advisory Council,L.L.C. other | Other | Dec 31, 2006 | Aug 26, 2003 |
| Philip Bruce Moran | MML Investors Services, LLC other | Portfolio Advisory Council,L.L.C. other | Other | Dec 31, 2006 | Aug 27, 2003 |
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4 moves match.