DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ruggaard & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Janis Sue Sleeter | Total Clarity Wealth Management, Inc independent RIA | Ruggaard & Associates independent RIA | RIA to RIA | Dec 31, 2022 | Jan 3, 2023 |
| Tom Howard Sleeter | Total Clarity Wealth Management, Inc independent RIA | Ruggaard & Associates independent RIA | RIA to RIA | Dec 31, 2022 | Jan 3, 2023 |
| David Adam Sleeter | Total Clarity Wealth Management, Inc independent RIA | Ruggaard & Associates independent RIA | RIA to RIA | Dec 31, 2022 | Jan 3, 2023 |
| John Dean May | Reed Financial Services, Inc. other | Ruggaard & Associates independent RIA | Other | Jan 22, 2018 | Aug 16, 2018 (206 d) |
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4 moves match.