DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shikiar Asset Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Iversen Galvin | Mariner BD affiliated | Shikiar Asset Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Jun 6, 2025 (67 d) |
| Lockwood Talmage Sloan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Shikiar Asset Management Inc independent RIA | Wirehouse to independent RIA | Aug 29, 2005 | Nov 16, 2021 (5923 d) |
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2 moves match.