DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newman Dignan & Sheerar, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Parker Moffett | Olive Ridley Private Client Services LLC unclassified | Newman Dignan & Sheerar, Inc independent RIA | Other | May 5, 2025 | May 5, 2025 |
| Richard Edward Cavanagh | Whalerock Point Partners, LLC other | Newman Dignan & Sheerar, Inc independent RIA | Other | Mar 8, 2017 | Feb 14, 2022 (1804 d) |
| Erik S Manchester | Morgan Stanley wirehouse | Newman Dignan & Sheerar, Inc independent RIA | Wirehouse to independent RIA | May 7, 2014 | Nov 7, 2022 (3106 d) |
| Edward David Buxton | Fleet Investment Advisors Inc. unclassified | Newman Dignan & Sheerar, Inc other | Other | Jan 27, 2003 | Feb 24, 2003 |
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4 moves match.