DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Transitions Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph William Brady | Strategic Advisers LLC national BD | Transitions Wealth Management, LLC other | Other | Nov 7, 2017 | Mar 23, 2018 (136 d) |
| Michael Gene Simmons | Bancwest Investment Services, Inc. (Bwis) other | Transitions Wealth Management, LLC other | Other | Nov 13, 2007 | Nov 21, 2007 |
| Michelle Ruth Sandt-Wade | H. Beck, Inc. other | Transitions Wealth Management, LLC other | Other | Sep 22, 2004 | Aug 4, 2015 (3968 d) |
Page 1 of 1
3 moves match.