DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Argent Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Gilbert Kinnison | Kennedy Capital Management other | Argent Capital Management LLC other | Other | Jun 12, 2012 | Nov 22, 2012 (163 d) |
| Eduardo Joaquin Vigil | Charles Schwab & Co., Inc. national BD | Argent Capital Management LLC other | Other | Jun 9, 2008 | Jun 25, 2015 (2572 d) |
| Dustin C Gaj | Charles Schwab & Co., Inc. national BD | Argent Capital Management LLC other | Other | Mar 9, 2007 | Nov 13, 2007 (249 d) |
| Julie A Prinkey | Charles Schwab & Co., Inc. national BD | Argent Capital Management LLC other | Other | Nov 13, 2006 | Mar 8, 2007 (115 d) |
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4 moves match.