DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• C•••••• M•••••••••
Legal name K•••••• C•••••• M••••••••• L••
Latest filing May 21, 2026
First filing on the tape Mar 29, 2012 · 70 filings
SEC status approved since Jul 17, 1980
RAUM
$5.0B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
2.4%
$123M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$314M
derived; firm RAUM over IAPD count
Employees
43
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$5.0B as of May 21, 2026
Mar 29, 2012$3.7B then
HNW client RAUM$120M as of May 21, 2026
Mar 28, 2018$230M then
State-registered IARs (5.B.3)14 as of May 21, 2026
Mar 26, 201318 then
Employees (5.A)43 as of May 21, 2026
Mar 26, 201347 then
Private funds1 as of Mar 29, 2021
Mar 29, 20122 then
RAUM +2.7% over the last fiscal year+10% a year over threeIARs 17 to 14
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- $314MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $23.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B32%
- State and municipal entities$1.6B31%
- Charitable organizations$473M9.4%
- Corporations and businesses$376M7.5%
- Other investment advisers$299M6.0%
- Pension and profit-sharing plans$280M5.6%
- Investment companies$269M5.4%
- High-net-worth individuals$120M2.4%
- Individuals$2.7M0.1%
- Individual clients
- 4reported
- HNW clients
- 92reported
- Pension plan clients
- 9reported
- Charitable clients
- 18reported
- Accounts
- 213reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $18.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.44 institutional_share=0.46 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••••• A••••• L•••••Chartered Financial Analyst | St. Louis, Mo | Nov 15, 2000 | 34 y | 0 |
| C•••••• L•••• B••••• | St. Louis, Mo | Nov 15, 2007 | 28 y | 0 |
| D••••• M• C••••Chartered Financial Analyst | St. Louis, Mo | Nov 30, 2007 | 19 y | 0 |
| T••••• E••••• L•••••Chartered Financial Analyst | St Louis, Mo | Sep 28, 2009 | 22 y | 1 |
| C•••••••• J••••• M•••••••Chartered Financial Analyst | St. Louis, Mo | Apr 18, 2011 | 20 y | 0 |
| S•••••••• T••••••••Chartered Financial Analyst | St. Louis, Mo | Oct 12, 2011 | 26 y | 0 |
| S••• M•••••• M•••••• | St Louis, Mo | Apr 6, 2015 | 21 y | 0 |
| J•••••• T••• E•••••• | St. L••••, Mo | Jun 28, 2016 | 22 y | 0 |
| P•••••• A•••••••• M•••••Chartered Financial Analyst | St Louis, Mo | Jan 19, 2017 | 17 y | 0 |
| M••••• S•••• B••••Chartered Financial Analyst | St Louis, Mo | Oct 6, 2017 | 10 y | 0 |
| B•••• J••• H••••• | St. L••••, Mo | Nov 21, 2017 | 21 y | 0 |
| J••• B••••••• B••••••Chartered Financial Analyst | St Louis, Mo | Mar 13, 2018 | 34 y | 0 |
| J•••• R••• D••••••• | St Louis, Mo | Nov 13, 2019 | 13 y | 0 |
| R••••• V•• B•••••Chartered Financial Analyst | St Louis, Mo | Jun 24, 2021 | 21 y | 0 |
| S••••• P•••••••Chartered Financial Analyst | St Louis, Mo | Aug 15, 2025 | 11 y | 0 |
| I••••• T•••••• V•••Chartered Financial Analyst | St Louis, Mo | Aug 21, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••• T••••• to S••••••• I••••••••• M••••••••• G••••• L••Jul 15, 2024 · Other
- T•••••• P••• H••••• to S••••• C•••••• M••••••••• L••Jun 9, 2021 · Other
- D•••• C•••••• C••••• to C•••••• C••••• G••••• I•••Aug 3, 2020 · Other
- K•••• C••••••••• D••••••••• to W•••• F•••• A•••••••Nov 20, 2019 · Other
- C••• E••••• H•••••• to W•• I••••••••• M•••••••••Dec 27, 2018 · Other
- C•••• A•••••• B•••••• to W•••• F•••• A•••••••Nov 7, 2018 · Other
- D••••• R•••••• F•••• to F••••• I•••••••••Aug 7, 2018 · Other
- B•••••• L••• M••••••••• to J•• C•••••• M••••••••• L••Dec 5, 2016 · Other
- J••••• G•••••• K••••••• to A••••• C•••••• M••••••••• L••Jun 12, 2012 · Other
Joined, latest
- A••• T••••• from G••••• A•••••••• L••Jul 31, 2020 · Other
- K•••• C••••••••• D••••••••• from S•••••••• I••••••••• M•••••••••Jul 20, 2018 · Other
- C•••• A•••••• B•••••• from S•••••••• I••••••••• M•••••••••Feb 15, 2018 · Other
- D••••• R•••••• F•••• from V•••••• C•••••• M••••••••• I•••Jan 23, 2017 · Other
- C••• E••••• H•••••• from M••••••• V••••• P•••••••• I•••May 31, 2012 · Other
- T••••• E••••• L••••• from A••••• C•••••• M••••••••• L••Sep 28, 2009 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•• S•••• C•• C••• F•••• L••no longer reported | Other Private Fund | $1.3M | 2 | Mar 29, 2012 |
| K•• M•• C•• V•••• F•••• L••no longer reported | Other Private Fund | $1.2M | 6 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••• B••••••• · Director, Portfolio Manager, Director Of Researchcontrolsince 04/2020 · owns less than 5%
- C••••• D•••••• M• · Chairman Of The Board, President, Chief Executive Officer, Portfolio Managercontrolsince 03/2018 · owns less than 5%
- H•••• D••••• A•• · Vice President, Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- L•••••• F••••••• A••••• · Director, Chief Investment Officer, Portfolio Managercontrolsince 10/2006 · owns less than 5%
- O•••••• R••••••• E••••• · Chief Financial Officercontrolsince 12/1994 · owns less than 5%
- S•••• N••••• S••••••• · Chief Strategy Officercontrolsince 06/2016 · owns less than 5%
- W••••••• P••••••• J••••• · Vice President, Chief Operating Officercontrolsince 07/2021 · owns less than 5%
- B••••• J••••• J••••• · Director K•••••• C•••••• M••••••••• LLCsince 10/2017 · owns less than 5%
- M••••• G•••••• · Director K•••••• C•••••• M••••••••• LLCsince 02/2023 · owns less than 5%
- P•••••• V•••••••• F••••••• · Director K•••••• C•••••• M••••••••• LLCsince 02/2023 · owns less than 5%
Entity owners
- A• U• H•••••••• I••• · Member - Class A Unitsdirect · owns 25% to 50%
- K•• H••••••• I•• · Member - Class A Unitsdirect · owns 50% to 75%
- A••••• H•••••• S••••• · Memberindirect · owns 75% or more of A••••• U• H••••••• L•••
- A••••• U• H••••••• L••• · Memberindirect · owns 75% or more of A• U• H•••••••• I•••
Related persons
Schedule D 7.A
- A• A•••• C•••••• M••••••••• L••investment advisernRAUM $376M
- A••••• Investment Advisors LLCinvestment advisernRAUM $1.0B
- S•••••••• A•••••••• L••investment advisernRAUM $35B
- David A. Noyes & Companybroker-dealernRAUM $501M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo · principal | 16 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 206 to 213May 27, 2025 to Mar 25, 2026
- Advisory employees · 23 to 20May 27, 2025 to Mar 25, 2026
- Charity clients · 17 to 18May 27, 2025 to Mar 25, 2026
- Corporate clients · 27 to 26May 27, 2025 to Mar 25, 2026
- HNW clients · 81 to 92May 27, 2025 to Mar 25, 2026
- Individual clients · 3 to 4May 27, 2025 to Mar 25, 2026
- Pension plan clients · 8 to 9May 27, 2025 to Mar 25, 2026
- Pooled vehicle clients · 14 to 11May 27, 2025 to Mar 25, 2026
- Employees · 46 to 43May 27, 2025 to Mar 25, 2026
- State-registered IARs · 17 to 14May 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $4.7B to $4.9BMay 27, 2025 to Mar 25, 2026
- HNW RAUM · $107M to $120MMay 27, 2025 to Mar 25, 2026
- Individual RAUM · $1.9M to $2.7MMay 27, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $145M to $136MMay 27, 2025 to Mar 25, 2026
- Pension RAUM · $235M to $280MMay 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.8B to $1.6BMay 27, 2025 to Mar 25, 2026
- RAUM · $4.9B to $5.0BMay 27, 2025 to Mar 25, 2026
- Related bank · false to trueMay 27, 2025 to Mar 25, 2026
- Wrap assets (manager) · $19.9M to $18.8MMay 27, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to May 27, 2025
- Accounts · 185 to 206Mar 4, 2025 to Mar 31, 2025
- Advisory employees · 24 to 23Mar 4, 2025 to Mar 31, 2025
- BD registered reps · 3 to 2Mar 4, 2025 to Mar 31, 2025
- Charity clients · 19 to 17Mar 4, 2025 to Mar 31, 2025
- Corporate clients · 28 to 27Mar 4, 2025 to Mar 31, 2025
- HNW clients · 64 to 81Mar 4, 2025 to Mar 31, 2025
- Pension plan clients · 9 to 8Mar 4, 2025 to Mar 31, 2025
- Pooled vehicle clients · 9 to 14Mar 4, 2025 to Mar 31, 2025
- Employees · 47 to 46Mar 4, 2025 to Mar 31, 2025
- State-registered IARs · 18 to 17Mar 4, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.7B to $4.7BMar 4, 2025 to Mar 31, 2025
- HNW RAUM · $116M to $107MMar 4, 2025 to Mar 31, 2025
- Individual RAUM · $1.6M to $1.9MMar 4, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $22.8M to $145MMar 4, 2025 to Mar 31, 2025
- Pension RAUM · $269M to $235MMar 4, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $1.8BMar 4, 2025 to Mar 31, 2025
- RAUM · $4.8B to $4.9BMar 4, 2025 to Mar 31, 2025
- Wrap assets (manager) · $19.3M to $19.9MMar 4, 2025 to Mar 31, 2025
- Accounts · 173 to 185Jan 31, 2024 to Mar 28, 2024
- Advisory employees · 23 to 24Jan 31, 2024 to Mar 28, 2024
Signals
15 dated events
- A••• T••••• left K•••••• C•••••• M••••••••• for S••••••• I••••••••• M••••••••• G••••• L•• (registered 2024-08-09)Jul 15, 2024 · Advisor changed firm · fact
- K•••••• C•••••• M••••••••• reported RAUM $4.8B, up 28% from $3.7B (2024-01-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- K•••••• C•••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 2, 2022 · Succession (Item 4) · fact
- Amber Jena Bjornson (Vice President, Chief Compliance Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2022-01-03, absent 2022-02-07)Feb 7, 2022 · Control person left · inference
- Ann Doris Hunt (Interim Chief Compliance Officer) appeared on Schedule A of K•••••• C•••••• M•••••••••Feb 7, 2022 · Control person joined · fact
- Surendra Niraj Shah (Chief Strategy Officer) appeared on Schedule A of K•••••• C•••••• M•••••••••Aug 27, 2021 · Control person joined · fact
- Joseph P•••••• Wolcott (Chief Operating Officer) appeared on Schedule A of K•••••• C•••••• M•••••••••Jul 1, 2021 · Control person joined · fact
- Surendra Niraj Shah (Vice President, Chief Operating Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2021-06-10, absent 2021-07-01)Jul 1, 2021 · Control person left · inference
- Paul Timothy Hasara (Portfolio Manager) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2021-03-29, absent 2021-06-10)Jun 10, 2021 · Control person left · inference
- Gerard Terrence Raterman (Portfolio Manager) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2020-06-29, absent 2021-01-11)Jan 11, 2021 · Control person left · inference
- Buchanan Jean Barnard (Director, Portfolio Manager, Director Of Research) appeared on Schedule A of K•••••• C•••••• M•••••••••Apr 7, 2020 · Control person joined · fact
- Henry Richard Sinise (Chief Portfolio Manager) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2020-03-30, absent 2020-04-07)Apr 7, 2020 · Control person left · inference
- K•••••• C•••••• M••••••••• reported RAUM $4.3B, down 27% from $5.8B (2019-02-04 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- Kay Marilyn Lammert (Chief Compliance Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• (listed 2019-01-04, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- Amber Jena Bjornson (Chief Compliance Officer) appeared on Schedule A of K•••••• C•••••• M•••••••••Feb 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/K••••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.K•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-432-0400reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $314Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026