DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bourgeon Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Estep Hall | UBS Financial Services Inc. wirehouse | Bourgeon Capital Management LLC independent RIA | Wirehouse to independent RIA | Mar 25, 2024 | Nov 14, 2024 (234 d) |
| John Spencer Mallozzi | Oppenheimer & Co. Inc. BD affiliated | Bourgeon Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | May 7, 2023 (520 d) |
| Laura Kim Drynan | Barbenco USA, Inc. unclassified | Bourgeon Capital Management LLC other | Other | Mar 1, 2010 | Nov 4, 2010 (248 d) |
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3 moves match.