DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Riverbridge
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jenna Reigh Shermoen | RBC Capital Markets, LLC national BD | Riverbridge mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Nov 29, 2023 (533 d) |
| Christopher Calin Mcgrann | U.S. Bancorp Investments, Inc. BD affiliated | Riverbridge mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | May 25, 2021 |
| Christopher Roman Sebald | Greys River Investments, LLC no RAUM | Riverbridge independent RIA | Other | Jul 10, 2020 | Sep 4, 2020 (56 d) |
| Cheryl Jean Starman-Coombs | Cliftonlarsonallen Wealth Advisors, LLC other | Riverbridge other | Other | Jan 11, 2016 | Jan 28, 2016 |
| Jason Ahlgren | Ameriprise Financial Services, LLC national BD | Riverbridge other | Other | Mar 4, 2014 | Oct 16, 2014 (226 d) |
| Cassidy Mccrea Burns | UBS Financial Services Inc. wirehouse | Riverbridge other | Other | Jan 30, 2007 | Jan 7, 2014 (2534 d) |
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6 moves match.