DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thomas J. Herzfeld Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rhowan Babekir Ahmed | Ernst & Young Investment Advisers Llp no RAUM | Thomas J. Herzfeld Advisors, Inc. other | Other | Apr 28, 2025 | Sep 2, 2026 (492 d) |
| Alexander Nathan Knapp | Aviva Investors Americas asset manager | Thomas J. Herzfeld Advisors, Inc. other | Other | May 17, 2018 | Dec 22, 2025 (2776 d) |
Page 1 of 1
2 moves match.