DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Erisa Plan Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jan Sture Fredman | UBS Financial Services Inc. wirehouse | Erisa Plan Services Inc other | Other | Aug 26, 2008 | Apr 7, 2009 (224 d) |
| Susan Greene Lockwood | Scott & Stringfellow, LLC other | Erisa Plan Services Inc other | Other | Feb 22, 2008 | Jan 12, 2009 (325 d) |
| Leonard Jackson Taylor | Scott & Stringfellow, LLC other | Erisa Plan Services Inc other | Other | Jan 22, 2008 | Jan 12, 2009 (356 d) |
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3 moves match.