DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Htg Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Wilkins Donaldson | Forsyth Capital LLC unclassified | Htg Investment Advisors Inc independent RIA | Other | Sep 2, 2022 | Aug 17, 2022 |
| Bianca J Schuman | Morgan Stanley wirehouse | Htg Investment Advisors Inc independent RIA | Wirehouse to independent RIA | Jul 20, 2021 | Jul 26, 2021 |
| Alexander Gregory Zaharoff | Citigroup Global Markets Inc. other | Htg Investment Advisors Inc other | Other | Apr 30, 2014 | May 20, 2014 |
| Robin Ann Sherwood | Westbrook Financial Advisers unclassified | Htg Investment Advisors Inc other | Other | Dec 13, 2005 | Oct 7, 2005 |
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4 moves match.