DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wade Financial Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Thomas Giddens | Johnson Lyman Wealth Advisors independent RIA | Wade Financial Advisory, Inc. independent RIA | RIA to RIA | Jul 24, 2019 | Jul 26, 2019 |
| Annrose Nmn Isaac | Modera Wealth Management, LLC other | Wade Financial Advisory, Inc. independent RIA | Other | Apr 23, 2015 | Jan 28, 2017 (646 d) |
| Eric Mcgill Solve | Scagliotti & Associates unclassified | Wade Financial Advisory, Inc. independent RIA | Other | Mar 2, 2012 | Jul 29, 2013 (514 d) |
| Ethan Pepper | Wells Fargo Investments, LLC unclassified | Wade Financial Advisory, Inc. independent RIA | Other | Nov 8, 2006 | Jan 3, 2007 (56 d) |
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4 moves match.