DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.E. Simmons & Co., P.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan David Koch | Edk Financial Advisory, Pc unclassified | J.E. Simmons & Co., P.C. other | Other | Dec 9, 2009 | Feb 6, 2009 |
| Joshua Glen Palmer | Cornerstone Financial Services, Inc. other | J.E. Simmons & Co., P.C. other | Other | Mar 20, 2007 | Apr 4, 2007 |
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2 moves match.