DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Insights Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Han Hensley | Merriman independent RIA | Financial Insights Wealth Management independent RIA | RIA to RIA | Oct 13, 2023 | Oct 24, 2023 |
| Amanda Marie Burrows | J.P. Morgan Securities LLC wirehouse | Financial Insights Wealth Management independent RIA | Wirehouse to independent RIA | Nov 15, 2018 | Jul 15, 2019 (242 d) |
| Michael William Dunbar | Next Financial Group, Inc. other | Financial Insights Wealth Management other | Other | Sep 23, 2015 | Sep 21, 2015 |
| John Joseph Walsh | Next Financial Group, Inc. other | Financial Insights Wealth Management other | Other | Sep 23, 2015 | Sep 21, 2015 |
| Joshua Richard Meziere | Global Financial Private Capital, Inc. other | Financial Insights Wealth Management other | Other | Apr 4, 2014 | Oct 11, 2016 (921 d) |
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5 moves match.