DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Haese Financial Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Nowatzki | Cetera Investment Advisers LLC BD affiliated | Haese Financial Group Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2025 | Jan 22, 2026 |
| Julia Florence Anderson | Pruco Securities, LLC other | Haese Financial Group Inc state registered | Other | Feb 3, 2017 | May 16, 2017 (102 d) |
| Gary James Palmer | Girard Securities, Inc. other | Haese Financial Group Inc state registered | Other | Apr 9, 2013 | May 1, 2014 (387 d) |
| Derek Jon Nowatzki | Edward Jones national BD | Haese Financial Group Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2011 | May 16, 2011 (129 d) |
Page 1 of 1
4 moves match.