DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lighthouse Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luke Vanzo | Accelerated Wealth Advisors LLC independent RIA | Lighthouse Financial LLC no RAUM | Other | May 5, 2026 | May 5, 2026 |
| Shannon Jeanette Ross | Accelerated Wealth Advisors LLC independent RIA | Lighthouse Financial LLC independent RIA | RIA to RIA | Apr 12, 2019 | Apr 16, 2019 |
| Laura Ann Bickel | Ameriprise Financial Services, LLC national BD | Lighthouse Financial LLC other | Other | Jun 6, 2016 | Jul 1, 2016 |
| Danielle Marie Howard | Cetera Advisor Networks LLC other | Lighthouse Financial LLC other | Other | Jan 28, 2009 | Mar 30, 2007 |
| Michael R. Frie | Cetera Advisor Networks LLC other | Lighthouse Financial LLC other | Other | Jan 28, 2009 | Mar 30, 2007 |
| Shawn D Harshman | Cetera Advisor Networks LLC other | Lighthouse Financial LLC other | Other | May 2, 2008 | Jun 15, 2007 |
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6 moves match.