DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nicollet Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Naveen Paul Sharma | U.S. Bancorp Investments, Inc. BD affiliated | Nicollet Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Jun 26, 2024 (33 d) |
| Nathan R Travis | Morgan Stanley wirehouse | Nicollet Investment Management, Inc. independent RIA | Wirehouse to independent RIA | Oct 9, 2019 | Nov 21, 2019 (43 d) |
| Marc Christopher Hadley | Wilkerson Resource Advisors unclassified | Nicollet Investment Management, Inc. other | Other | Apr 7, 2017 | Apr 18, 2017 |
| Shannon Lea Clark | Wilkerson Resource Advisors unclassified | Nicollet Investment Management, Inc. other | Other | Apr 7, 2017 | Apr 18, 2017 |
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4 moves match.