DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Your Source Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rodney Alan Smith | Cuso Financial Services, L.P. other | Your Source Financial other | Other | Oct 23, 2014 | Mar 1, 2016 (495 d) |
| Marc Edward Brock | Northern Trust Securities, Inc no RAUM | Your Source Financial other | Other | Dec 31, 2009 | Sep 2, 2011 (610 d) |
| Jay Rabins | Capital Wealth Management, Inc. unclassified | Your Source Financial other | Other | Oct 26, 2009 | Sep 9, 2011 (683 d) |
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3 moves match.