DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kcm Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Honna Manhan Li | Charles Schwab & Co., Inc. national BD | Kcm Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Aug 9, 2022 (393 d) |
| Guy Jon Benstead | Shelton Capital Management mixed wealth | Kcm Investment Advisors independent RIA | RIA to RIA | Jan 29, 2021 | Jan 22, 2026 (1819 d) |
| Michelle Lorraine Durgy | Fieldman, Rolapp Financial Services, LLC unclassified | Kcm Investment Advisors independent RIA | Other | May 18, 2006 | Mar 23, 2024 (6519 d) |
| Raymond James Randolph | Charles Schwab & Co., Inc. national BD | Kcm Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2005 | Apr 30, 2021 (5926 d) |
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4 moves match.