DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Taylor Johnson | Cadaret Grant & Co Inc BD affiliated | Strategic Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Jan 17, 2025 (53 d) |
| Bradford A Kerr | Charles Schwab & Co., Inc. national BD | Strategic Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2022 | Jun 20, 2022 (67 d) |
| Gregory Tedone | Wealth Enhancement Advisory Services, LLC BD affiliated | Strategic Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 9, 2022 |
| William A Rust | Amundi Pioneer Institutional Asset Management, Inc. other | Strategic Financial Services independent RIA | Other | Nov 10, 2017 | Sep 8, 2021 (1398 d) |
| Alan Remy Leist | Alan R. Leist Planning Group unclassified | Strategic Financial Services other | Other | Dec 6, 2011 | Jan 6, 2011 |
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5 moves match.