DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duncan & Haley, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Krystle Sumner Mcentire | Fisher Investments independent RIA | Duncan & Haley, Ltd. mixed wealth | RIA to RIA | Apr 22, 2019 | May 1, 2019 |
| Krystle Sumner Mcentire | UBS Financial Services Inc. wirehouse | Duncan & Haley, Ltd. other | Other | Sep 17, 2015 | Jun 14, 2016 (271 d) |
| John Colby Haley | LPL Financial LLC other | Duncan & Haley, Ltd. other | Other | Jul 10, 2014 | May 30, 2001 |
| Kelsey Leigh Morrison | LPL Financial LLC other | Duncan & Haley, Ltd. other | Other | Jul 7, 2014 | Jun 11, 2007 |
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4 moves match.