DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ken Stern & Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Nelson Lundquist | Churchill Management Group other | Ken Stern & Associates Inc other | Other | Nov 11, 2016 | Jan 25, 2017 (75 d) |
| Christopher Gene Peterson | Northwestern Mutual Investment Services,LLC other | Ken Stern & Associates Inc other | Other | Dec 22, 2015 | Jan 14, 2016 |
| Kevin W Foote | Commonwealth Financial Network national BD | Ken Stern & Associates Inc other | Other | Apr 13, 2006 | Jul 21, 2006 (99 d) |
Page 1 of 1
3 moves match.