DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial Strategies Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Stanley Bartkowski | Corient independent RIA | Summit Financial Strategies Inc independent RIA | RIA to RIA | Sep 6, 2023 | Jun 28, 2024 (296 d) |
| Steven Adam Cavalieri | Delta Capital Management, Inc. state registered | Summit Financial Strategies Inc independent RIA | Other | Sep 23, 2021 | Oct 27, 2023 (764 d) |
| Mark Steven Coffey | John E. Sestina And Company other | Summit Financial Strategies Inc other | Other | Mar 26, 2012 | Jul 8, 2010 |
| Todd David Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Strategies Inc independent RIA | Wirehouse to independent RIA | Jul 8, 2009 | Nov 14, 2025 (5973 d) |
| Brian Todd Sutliff | Sutliff Financial Planning, Inc. unclassified | Summit Financial Strategies Inc other | Other | Dec 31, 2004 | Jan 24, 2005 |
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5 moves match.