DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Leelyn Smith, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wendi K SvitakLPL Financial LLC independent RIALeelyn Smith, LLC independent RIARIA to RIAOct 28, 2022Apr 5, 2021
Ryan Michael KahlenbergBfc Planning, Inc. BD affiliatedLeelyn Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2022Sep 15, 2022 (35 d)
Christopher F DieckowSchwab Wealth Advisory, Inc. no RAUMLeelyn Smith, LLC independent RIAOtherMay 12, 2021May 5, 2021
Timothy Louis DillowUBS Financial Services Inc. wirehouseLeelyn Smith, LLC independent RIAWirehouse to independent RIAAug 1, 2018Jul 20, 2018
Andrew Ribelin GriderNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLeelyn Smith, LLC independent RIAOtherDec 5, 2017Jul 18, 2017
John Brian DornNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLeelyn Smith, LLC independent RIAOtherNov 29, 2017Jul 18, 2017
Laura Lynn ChamnessNational Planning Corporation ("Npc Of America" In Fl & Ny) otherLeelyn Smith, LLC independent RIAOtherNov 29, 2017Apr 7, 2021 (1225 d)
Kevin John PrendergastEfg Advisors, LLC unclassifiedLeelyn Smith, LLC independent RIAOtherSep 21, 2017May 14, 2019 (600 d)
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8 moves match.