DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bradford Financial Center
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Stanton | Osaic Wealth, Inc. BD affiliated | Bradford Financial Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Dec 16, 2025 (323 d) |
| Carlton Herman Dewall | Woodbury Financial Services, Inc. BD affiliated | Bradford Financial Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Sep 27, 2024 (387 d) |
| Jerome Barber Moore | Woodbury Financial Services, Inc. other | Bradford Financial Center other | Other | Sep 10, 2014 | Oct 1, 2014 |
| Brandon Rew Walker | Woodbury Financial Services, Inc. other | Bradford Financial Center other | Other | Sep 10, 2014 | Oct 1, 2014 |
| Fred Roy Sweers | LPL Financial LLC other | Bradford Financial Center other | Other | Jun 10, 2011 | May 19, 2011 |
Page 1 of 1
5 moves match.