DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Truewealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marjorie Uys Edenfield | Resource Planning Group, Ltd. independent RIA | Truewealth Management independent RIA | RIA to RIA | Jan 20, 2020 | Feb 10, 2020 |
| Joseph Brett Richards | Gfo Advisory Services, LLC other | Truewealth Management other | Other | Oct 10, 2012 | Nov 6, 2012 |
| Kristin Margaret Pugh | Oppenheimer & Co. Inc. other | Truewealth Management other | Other | Apr 3, 2012 | Jul 15, 2013 (468 d) |
| Roger Glenn Ward | Tarpley & Underwood Financial Advisors, LLC unclassified | Truewealth Management other | Other | Mar 31, 2011 | May 19, 2011 (49 d) |
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4 moves match.