DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adaptive Wealth Engineering
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Andres Cruz | Ameriprise Financial Services, LLC national BD | Adaptive Wealth Engineering independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2021 | Nov 2, 2021 (67 d) |
| Matthew Wayne Ravenscroft | John P. Dubots Capital Management, LLC unclassified | Adaptive Wealth Engineering independent RIA | Other | Aug 21, 2019 | Sep 24, 2019 (34 d) |
| Arthur John Thielen | Evolve Investment Advisors unclassified | Adaptive Wealth Engineering other | Other | Dec 21, 2010 | Dec 1, 2011 (345 d) |
| Kermit Johns | Sii Investments, Inc. other | Adaptive Wealth Engineering other | Other | Mar 3, 2006 | Apr 24, 2006 (52 d) |
| Barrett Sean Porter | Sii Investments, Inc. other | Adaptive Wealth Engineering other | Other | Oct 12, 2005 | Nov 22, 2005 (41 d) |
| Simon Street Reeves | Equitable Advisors, LLC national BD | Adaptive Wealth Engineering other | Other | Mar 23, 2004 | Sep 12, 2007 (1268 d) |
Page 1 of 1
6 moves match.