DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Liberty Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Granthem James BeckCuri Capital, LLC independent RIALiberty Financial Group, Inc. independent RIARIA to RIASep 26, 2022Feb 24, 2023 (151 d)
Michael Francis WesolowskiVoyager Capital Management, LLC independent RIALiberty Financial Group, Inc. independent RIARIA to RIAMar 1, 2021Sep 15, 2025 (1659 d)
Brittany Lynn FalknerFinancial Service Group Inc independent RIALiberty Financial Group, Inc. otherOtherFeb 22, 2019Jul 17, 2019 (145 d)
Kirk Robert HackbarthRichardson Capital Management, LLC otherLiberty Financial Group, Inc. otherOtherJan 18, 2017Aug 24, 2016
Page 1 of 1
4 moves match.