DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ggm Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Thomas Hannigan | Yhb Investment Advisors Inc other | Ggm Wealth Advisors other | Other | Feb 24, 2016 | Mar 7, 2016 |
| Jennifer Ann Sweeney | 1st Global Advisors Inc other | Ggm Wealth Advisors other | Other | Aug 31, 2015 | Nov 25, 2015 (86 d) |
| Michael Dean Little | Wells Fargo Advisors wirehouse | Ggm Wealth Advisors other | Other | Apr 5, 2011 | Apr 20, 2011 |
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3 moves match.