DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heckman Financial & Insurance Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Ray Heckman | On Investment Management Co other | Heckman Financial & Insurance Services, Inc. independent RIA | Other | Jan 28, 2010 | Jan 18, 2022 (4373 d) |
| Roger Lee Gainer | Fmsi Advisers other | Heckman Financial & Insurance Services, Inc. independent RIA | Other | Mar 20, 2009 | Apr 28, 2025 (5883 d) |
Page 1 of 1
2 moves match.