DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adviceone Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Olivia Kathryn Grossman | Vanguard Advisers, Inc. BD affiliated | Adviceone Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Mar 12, 2024 (48 d) |
| Carlos Manuel Henriques | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Adviceone Advisory Services, LLC other | Other | Aug 5, 2008 | Feb 9, 2009 (188 d) |
| Ronald Elwood Williams | Bts Asset Management, Inc. other | Adviceone Advisory Services, LLC other | Other | Dec 31, 2002 | Jan 25, 2001 |
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3 moves match.