DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspen Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley E Laffrey | Tamarack Capital Management, LLC unclassified | Aspen Investment Management Inc. independent RIA | Other | Nov 19, 2025 | Oct 31, 2025 |
| John Brian Hoogland | B. C. Ziegler And Company other | Aspen Investment Management Inc. independent RIA | Other | Sep 7, 2011 | Jan 10, 2025 (4874 d) |
| Richard Gregory Knoor | B. C. Ziegler And Company other | Aspen Investment Management Inc. other | Other | Sep 7, 2011 | Sep 13, 2011 |
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3 moves match.